Executive Share Ownership Change Report — VP Partial Open-Market Sale
Original: 임원ㆍ주요주주특정증권등소유상황보고서
Summary
Vice President Jeong Seong-yeop sold 1,200 common shares of L&F on the open market on October 2, 2026, at a unit price of KRW 114,583, reducing his holdings from 16,200 shares to 15,000 shares. The transaction was settled and reported on October 6, 2026. Post-sale, he retains 0.04% of total issued shares (40,686,184 shares), unchanged in percentage terms due to rounding. The sale proceeds amount to approximately KRW 137.5 million (≈ USD 103K at current rates), a modest partial liquidation by a non-registered executive. Given the small scale relative to total float, material price impact is unlikely.
Full Translation
Report on Ownership Status of Specific Securities by Executives and Major Shareholders
Version: 6.1
Company: L&F Co., Ltd.
Filing Date: October 2, 2026
Report on Ownership Status of Specific Securities by Executives and Major Shareholders
To: Securities and Futures Commission
To: Korea Exchange
Obligation Arising Date: October 2, 2026
Report Preparation Reference Date: October 6, 2026
※ The reporting person confirms that the ownership status of specific securities as of the report preparation reference date has been accurately described in accordance with relevant laws and filing guidelines, and that there are no false statements or material omissions.
Reporting Person: Jeong Seong-yeop
1. Issuing Company Information
- Company Name: L&F Co., Ltd.
- Legal Classification: KOSPI-listed corporation
- Company Code: 066970
- Total Issued Shares: 40,686,184
2. Reporting Person Information
- Report Type: Change
- Reporter Classification: Individual (domestic)
- Name (Korean): 정성엽
- Name (Hanja/English): 鄭聖燁
- Date of Birth (partial): 761025
- Address (district level): Suseong-gu, Daegu Metropolitan City, Myeongdeok-ro
- Relationship to Issuer: Executive (non-registered director)
- Title: Vice President
- Appointment Date: July 1, 2018
- Resignation Date: —
- Major Shareholder: —
Contact Person:
- Affiliated Company: L&F Co., Ltd.
- Department: IR Center
- Title: Center Head
- Phone: 053-58******
- Name: Lee Gwang-gon
- Fax: 053-59******
- Email: ******andf.co.kr
3. Ownership Status of Specific Securities
a. Number and Ownership Ratio of Specific Securities Held
| | Reference Date | Specific Securities (shares) | Ratio (%) | Common Shares (shares) | Ratio (%) |
|---|---|---|---|---|---|
| Previous Report | 2026.04.07 | 16,200 | 0.04 | 16,200 | 0.04 |
| This Report | 2026.10.06 | 15,000 | 0.04 | 15,000 | 0.04 |
| Change | | −1,200 | 0 | −1,200 | 0 |
b. Breakdown by Type of Specific Securities
| Common Shares | Warrants | Convertible Bonds | Bonds with Warrants | Profit-Participating Bonds | Exchangeable Bonds | DRs | Other | Total |
|---|---|---|---|---|---|---|---|---|
| 15,000 | — | — | — | — | — | — | — | 15,000 (0.04%) |
- Total Issued Shares (J): 40,686,184
- Non-share specific securities: —
- Ownership ratio (specific securities): 0.04%
- Ownership ratio (common shares only): 0.04%
※ Exchangeable bonds whose underlying asset is shares, and DRs or derivative-linked securities whose underlying asset is shares, are excluded from the denominator for ratio calculation.
c. Detailed Change Record
| Reason | Date of Change* | Security Type | Shares Before | Change | Shares After | Price per Unit (KRW)** | Note | Planned Trade Report Date |
|---|---|---|---|---|---|---|---|---|
| Open-market sale (−) | October 2, 2026 | Common Share | 16,200 | −1,200 | 15,000 | 114,583 | — | — |
| Total | | | 16,200 | −1,200 | 15,000 | | | |
* For exchange-traded transactions, the settlement date of the contract is used.
** For non-share securities, this represents the exercise (conversion/exchange) price or the per-share trading price upon rights exercise; figures in parentheses indicate the trading price of the security itself.
Apr 16, 2026
₩169,500
₩189,100
+11.56%
Apr 7, 2026
₩185,000
₩173,400
-6.27%
Apr 2, 2026
₩161,600
₩183,100
+13.30%
Mar 10, 2026
₩113,100
₩110,100
-2.65%
Mar 10, 2026
₩113,100
₩110,100
-2.65%
Jan 8, 2026
₩104,200
₩115,600
+10.94%
Dec 9, 2025
₩132,300
₩118,200
-10.66%
Dec 9, 2025
₩132,300
₩118,200
-10.66%
Past performance does not guarantee future results. Small sample sizes may not be representative. For informational purposes only.